smith moral sentiments 2 the wealthy, corruption and justice
Chapter V Of the selfish passions
Besides those two opposite sets of passions, the social and unsocial,
there is another which holds a sort of middle place between them; is
never either so graceful as is sometimes the one set, nor is ever so
odious as is sometimes the other. Grief and joy, when conceived upon
account of our own private good or bad fortune, constitute this third
setof passions. Even when excessive, they are never so disagreeable as
excessive resentment, because no opposite sympathy can ever interest
us against them: and when most suitable to their objects, they are never
so agreeable as impartial humanity and just benevolence; because no
The Theory of Moral Sentiments
double sympathy can ever interest us for them. There is, however, this
difference between grief and joy, that we are generally most disposed to
sympathize with small joys and great sorrows. The man who, by some
sudden revolution of fortune, is lifted up all at once into a condition of
life, greatly above what he had formerly lived in, may be assured that the
congratulations of his best friends are not all of them perfectly sincere.
An upstart, though of the greatest merit, is generally disagreeable, and
a sentiment of envy commonly prevents us from heartily sympathizing
with his joy. If he has any judgment, he is sensible of this, and instead of
appearing to be elated with his good fortune, he endeavours, as much
as he can, to smother his joy, and keep down that elevation of mind
with which his new circumstances naturally inspire him. He affects
the same plainness of dress, and the same modesty of behaviour, which
became him in his former station. He redoubles his attention to his
old friends, and endeavours more than ever to be humble, assiduous,
and complaisant. And this is the behaviour which in his situation we
mostapprove of; because we expect, itseems, thathe should have more
sympathy with our envy and aversion to his happiness, than we have
with his happiness. It is seldom that with all this he succeeds.We suspect
the sincerity of his humility, and he grows weary of this constraint. In a
little time, therefore, he generally leaves all his old friends behind him,
some of the meanest of them excepted, who may, perhaps, condescend
to become his dependents: nor does he always acquire any new ones;
the pride of his new connections is as much affronted at finding him
their equal, as that of his old ones had been by his becoming their
superior: and it requires the most obstinate and persevering modesty
to atone for this mortification to either. He generally grows weary too
soon, and is provoked, by the sullen and suspicious pride of the one, and
by the saucy contempt of the other, to treat the first with neglect, and
the second with petulance, till at last he grows habitually insolent,
and forfeits the esteem of all. If the chief part of human happiness
arises from the consciousness of being beloved, as I believe it does,
those sudden changes of fortune seldom contribute much to happiness.
He is happiest who advances more gradually to greatness, whom the
public destines to every step of his preferment long before he arrives
at it, in whom, upon that account, when it comes, it can excite no
extravagant joy, and with regard to whom it cannot reasonably create
Of the propriety of action
either any jealousy in those he overtakes, or any envy in those he leaves
behind.
Mankind, however, more readily sympathize with those smaller joys
which flow from less importantcauses. Itis decentto be humble amidst
great prosperity; but we can scarce express too much satisfaction in all
the little occurrences of common life, in the company with which we
spent the evening last night, in the entertainment that was set before
us, in what was said and what was done, in all the little incidents of the
present conversation, and in all those frivolous nothings which fill up
the void of human life. Nothing is more graceful than habitual cheerfulness, which is always founded upon a peculiar relish for all the little
pleasures which common occurrences afford. We readily sympathize
with it: it inspires us with the same joy, and makes every trifle turn
up to us in the same agreeable aspect in which it presents itself to the
person endowed with this happy disposition. Hence it is that youth, the
season of gaiety, so easily engages our affections. That propensity to joy
which seems even to animate the bloom, and to sparkle from the eyes
of youth and beauty, though in a person of the same sex, exalts, even
the aged, to a more joyous mood than ordinary. They forget, for a time,
their infirmities, and abandon themselves to those agreeable ideas and
emotions to which they have long been strangers, but which, when the
presence of so much happiness recalls them to their breast, take their
place there, like old acquaintance, from whom they are sorry to have
ever been parted, and whom they embrace more heartily upon account
of this long separation.
It is quite otherwise with grief. Small vexations excite no sympathy, but
deep affliction calls forth the greatest. The man who is made uneasy
by every little disagreeable incident, who is hurt if either the cook or
the butler have failed in the least article of their duty, who feels every
defect in the highest ceremonial of politeness, whether it be shewn to
himself or to any other person, who takes it amiss that his intimate
friend did notbid him good-morrow when they metin the forenoon,
and that his brother hummed a tune all the time he himself was telling
a story; who is put out of humour by the badness of the weather when
in the country, by the badness of the roads when upon a journey, and
The Theory of Moral Sentiments
by the want of company, and dulness of all public diversions when in
town; such a person, I say, though he should have some reason, will
seldom meet with much sympathy. Joy is a pleasant emotion, and we
gladly abandon ourselves to it upon the slightest occasion. We readily,
therefore, sympathize with it in others, whenever we are not prejudiced
by envy. Butgrief is painful, and the mind, even when itis our own
misfortune, naturally resists and recoils from it. We would endeavour
either not to conceive it at all, or to shake it off as soon as we have
conceived it. Our aversion to grief will not, indeed, always hinder us
from conceiving itin our own case upon very trifling occasions, butit
constantly prevents us from sympathizing with it in others when excited
by the like frivolous causes: for our sympathetic passions are always
less irresistible than our original ones. There is, besides, a malice in
mankind, which not only prevents all sympathy with little uneasinesses,
but renders them in some measure diverting. Hence the delight which
we all take in raillery, and in the small vexation which we observe in our
companion, when he is pushed, and urged, and teased upon all sides.
Men of the most ordinary good-breeding dissemble the pain which
any little incident may give them; and those who are more thoroughly
formed to society, turn, of their own accord, all such incidents into
raillery, as they know their companions will do for them. The habit
which a man, who lives in the world, has acquired of considering how
every thing that concerns himself will appear to others, makes those
frivolous calamities turn up in the same ridiculous light to him, in which
he knows they will certainly be considered by them.
Our sympathy, on the contrary, with deep distress, is very strong and
very sincere. It is unnecessary to give an instance. We weep even at the
feigned representation of a tragedy. If you labour, therefore, under any
signal calamity, if by some extraordinary misfortune you are fallen into
poverty, into diseases, into disgrace and disappointment; even though
your own fault may have been, in part, the occasion, yet you may generally depend upon the sincerest sympathy of all your friends, and, as
far as interest and honour will permit, upon their kindest assistance
too. But if your misfortune is not of this dreadful kind, if you have only
been a little baulked in your ambition, if you have only been jilted by
your mistress, or are only hen-pecked by your wife, lay your account
with the raillery of all your acquaintance.
Of the propriety of action
Section III Of the effects of prosperity and adversity upon
the judgment of mankind with regard to the propriety
of action; and why it is more easy to obtain their
approbation in the one state than in the other
Chapter I That though our sympathy with sorrow is generally
a more lively sensation than our sympathy with joy, it commonly
falls much more short of the violence of what is naturally felt
by the person principally concerned
Our sympathy with sorrow, though not more real, has been more taken
notice of than our sympathy with joy. The word sympathy, in its most
proper and primitive signification, denotes our fellow-feeling with
the sufferings, not that with the enjoyments, of others. A late ingenious and subtile philosopher thought it necessary to prove, by arguments, that we had a real sympathy with joy, and that congratulation
was a principle of human nature. Nobody, I believe, ever thought it
necessary to prove that compassion was such.
First of all, our sympathy with sorrow is, in some sense, more universal than that with joy. Though sorrow is excessive, we may still have
some fellow-feeling with it. What we feel does not, indeed, in this
case, amount to that complete sympathy, to that perfect harmony and
correspondence of sentiments which constitutes approbation. We do
not weep, and exclaim, and lament, with the sufferer. We are sensible, on the contrary, of his weakness and of the extravagance of his
passion, and yet often feel a very sensible concern upon his account.
But if we do not entirely enter into, and go along with, the joy of
another, we have no sort of regard or fellow-feeling for it. The man
who skips and dances about with that intemperate and senseless joy
which we cannotaccompany him in, is the objectof our contemptand
indignation.
Pain besides, whether of mind or body, is a more pungent sensation
than pleasure, and our sympathy with pain, though it falls greatly
shortof whatis naturally feltby the sufferer, is generally a more lively
and distinct perception than our sympathy with pleasure, though this
Joseph Butler (–), Fifteen Sermons Preached at the Rolls Chapel [], v, para. .
The Theory of Moral Sentiments
last often approaches more nearly, as I shall shew immediately, to the
natural vivacity of the original passion.
Over and above all this, we often struggle to keep down our sympathy
with the sorrow of others. Whenever we are not under the observation
of the sufferer, we endeavour, for our own sake, to suppress it as much
as we can, and we are notalways successful. The opposition which we
make to it, and the reluctance with which we yield to it, necessarily
oblige us to takemore particular notice ofit. Butwe never have occasion
to make this opposition to our sympathy with joy. If there is any envy
in the case, we never feel the least propensity towards it; and if there
is none, we give way to it without any reluctance. On the contrary,
as we are always ashamed of our own envy, we often pretend, and
sometimes really wish to sympathize with the joy of others, when by
that disagreeable sentiment we are disqualified from doing so. We are
glad, we say, on accountof our neighbour’s good fortune, when in our
hearts, perhaps, we are really sorry. We often feel a sympathy with
sorrow when we would wish to be rid of it; and we often miss that
with joy when we would be glad to have it. The obvious observation,
therefore, which it naturally falls in our way to make, is, that our
propensity to sympathize with sorrow must be very strong, and our
inclination to sympathize with joy very weak.
Notwithstanding this prejudice, however, I will venture to affirm, that,
when thereis no envyin the case, our propensity to sympathizewithjoy
is much stronger than our propensity to sympathize with sorrow; and
that our fellow-feeling for the agreeable emotion approaches much
more nearly to the vivacity of what is naturally felt by the persons
principally concerned, than that which we conceive for the painful
one.
We have some indulgence for that excessive grief which we cannot
entirely go along with. We know what a prodigious effort is requisite before the sufferer can bring down his emotions to complete
harmony and concord with those of the spectator. Though he fails,
therefore, we easily pardon him. But we have no such indulgence for
In the immediately following paragraphs. Cf. I.ii., III.., VII.ii and Rhetoric, XVI.
Of the propriety of action
the intemperance of joy; because we are not conscious that any such
vast effort is requisite to bring it down to what we can entirely enter
into. The man who, under the greatest calamities, can command his
sorrow, seems worthy of the highest admiration; but he who, in the
fulness of prosperity, can in the same manner master his joy, seems
hardly to deserve any praise. We are sensible that there is a much wider
interval in the one case than in the other, between what is naturally
felt by the person principally concerned, and what the spectator can
entirely go along with.
What can be added to the happiness of the man who is in health, who
is out of debt, and has a clear conscience? To one in this situation,
all accessions of fortune may properly be said to be superfluous; and
if he is much elevated upon accountof them, itmustbe the effect
of the most frivolous levity. This situation, however, may very well
be called the natural and ordinary state of mankind. Notwithstanding
the present misery and depravity of the world, so justly lamented, this
really is the state of the greater part of men. The greater part of men,
therefore, cannot find any great difficulty in elevating themselves to
all the joy which any accession to this situation can well excite in their
companion.
But though little can be added to this state, much may be taken from it.
Though between this condition and the highest pitch of human prosperity, the interval is but a trifle; between it and the lowest depth of
misery the distance is immense and prodigious. Adversity, on this account, necessarily depresses the mind of the sufferer much more below
its natural state, than prosperity can elevate him above it. The spectator, therefore, must find it much more difficult to sympathize entirely,
and keep perfect time,with his sorrow, than thoroughly to enterinto his
joy, and mustdepartmuch further from his own natural and ordinary
temper of mind in the one case than in the other. It is on this account,
that though our sympathy with sorrow is often a more pungent sensation than our sympathy with joy, it always falls much more short of the
violence of whatis naturally feltby the person principally concerned.
It is agreeable to sympathize with joy; and wherever envy does not
oppose it, our heart abandons itself with satisfaction to the highest
The Theory of Moral Sentiments
transports of that delightful sentiment. But it is painful to go along
with grief, and we always enter into it with reluctance.a When we
attend to the representation of a tragedy, we struggle against that sympathetic sorrow which the entertainment inspires as long as we can,
and we give way to itatlastonly when we can no longer avoid it:
we even then endeavour to cover our concern from the company. If
we shed any tears, we carefully conceal them, and are afraid, lest the
spectators, not entering into this excessive tenderness, should regard
it as effeminacy and weakness. The wretch whose misfortunes call
upon our compassion feels with what reluctance we are likely to enter
into his sorrow, and therefore proposes his grief to us with fear and
hesitation: he even smothers the half of it, and is ashamed, upon account of this hard-heartedness of mankind, to give vent to the fulness
of his affliction. It is otherwise with the man who riots in joy and success. Wherever envy does notinterestus againsthim, he expects our
a It has been objected to me that as I found the sentiment of approbation, which is always agreeable,
upon sympathy, it is inconsistent with my system to admit any disagreeable sympathy. I answer,
that in the sentiment of approbation there are two things to be taken notice of; first, the sympathetic
passion of the spectator; and, secondly, the emotion which arises from his observing the perfect
coincidence between this sympathetic passion in himself, and the original passion in the person
principally concerned. This last emotion, in which the sentiment of approbation properly consists,
is always agreeable and delightful. The other may either be agreeable or disagreeable, according
to the nature of the original passion, whose features it must always, in some measure, retain.
In editions to the note continues: ‘Two sounds, I suppose, may, each of them taken singly, be
austere, and yet, if they are perfect concords, the perception of their harmony and coincidence
may be agreeable.’ Hume had raised the objection in question when he heard that Smith was
preparing a second edition of The Theory of Moral Sentiments: ‘I wish you had more particularly
and fully prov’d, that all kinds of Sympathy are necessarily Agreeable. This is the Hinge of your
System, and yet you only mention the Matter cursorily in p. I.i... Now itwoud appear that
there is a disagreeable Sympathy, as well as an agreeable: And indeed, as the Sympathetic Passion
is a reflex Image of the principal, it must partake of its Qualities, and be painful where that is so.
Indeed, when we converse with a man with whom we can entirely sympathize, that is, where there
is a warm and intimate Friendship, the cordial openness of such a Commerce overpowers the Pain
of a disagreeable Sympathy, and renders the whole Movement agreeable. But in ordinary Cases,
this cannot have place. An ill-humord Fellow; a man tir’d and disgusted with every thing, always
ennui´e; sickly, complaining, embarrass’d; such a one throws an evident Damp on Company, which
I suppose wou’d be accounted for by Sympathy; and yet is disagreeable. It is always thought a
difficult Problem to account for the Pleasure, receivd from the Tears and Grief and Sympathy
of Tragedy; which woud not be the Case, if all Sympathy was agreeable. An Hospital woud be
a more entertaining Place than a Ball. I am afraid that in p. and I.ii... and I.iii..
this Proposition has escapd you, or rather is interwove with your Reasonings in that place. You
say expressly, it is painful to go along with Grief and we always enter into it with Reluctance. It will
probably be requisite for you to modify or explain this Sentiment, and reconcile it to your System.’
Letter No. , July , Corr. p. . Smith’s answer was first sent with a letter to Gilbert
Elliot (Letter No. , October , Corr., p. ) and then introduced into the second edition
in .
Of the propriety of action
completest sympathy. He does not fear, therefore, to announce himself with shouts of exultation, in full confidence that we are heartily
disposed to go along with him.
Why should we be more ashamed to weep than to laugh before company? We may often have as real occasion to do the one as to do the
other: but we always feel that the spectators are more likely to go
along with us in the agreeable, than in the painful emotion. It is always miserable to complain, even when we are oppressed by the most
dreadful calamities. But the triumph of victory is not always ungraceful. Prudence, indeed, would often advise us to bear our prosperity
with more moderation; because prudence would teach us to avoid that
envy which this very triumph is, more than any thing, apt to excite.
How hearty are the acclamations of the mob, who never bear any envy
to their superiors, at a triumph or a public entry? And how sedate and
moderate is commonly their grief at an execution? Our sorrow at a
funeral generally amounts to no more than an affected gravity; but
our mirth at a christening or a marriage, is always from the heart, and
without any affectation. Upon these, and all such joyous occasions,
our satisfaction, though not so durable, is often as lively as that of the
persons principally concerned. Whenever we cordially congratulate
our friends, which, however, to the disgrace of human nature, we do
but seldom, their joy literally becomes our joy: we are, for the moment,
as happy as they are: our heart swells and overflows with real pleasure:
joy and complacency sparkle from our eyes, and animate every feature
of our countenance, and every gesture of our body.
But, on the contrary, when we condole with our friends in their afflictions, how little do we feel, in comparison of what they feel? We
sit down by them, we look at them, and while they relate to us the
circumstances of their misfortune, we listen to them with gravity and
attention. But while their narration is every moment interrupted by
those natural bursts of passion which often seem almost to choak them
in the midst of it; how far are the languid emotions of our hearts from
keeping time to the transports of theirs? We may be sensible, at the
same time, that their passion is natural, and no greater than what we
ourselves mightfeel upon the like occasion. We may even inwardly
The Theory of Moral Sentiments
reproach ourselves with our own want of sensibility, and perhaps, on
that account, work ourselves up into an artificial sympathy, which,
however, when it is raised, is always the slightest and most transitory
imaginable; and generally, as soon as we have leftthe room, vanishes,
and is gone for ever. Nature, it seems, when she loaded us with our
own sorrows, thought that they were enough, and therefore did not
command us to take any further share in those of others, than what
was necessary to prompt us to relieve them.
It is on account of this dull sensibility to the afflictions of others, that
magnanimity amidstgreatdistress appears always so divinely graceful.
His behaviour is genteel and agreeable who can maintain his cheerfulness amidst a number of frivolous disasters. But he appears to be more
than mortal who can support in the same manner the most dreadful
calamities. We feel what an immense effort is requisite to silence those
violent emotions which naturally agitate and distract those in his situation. We are amazed to find that he can command himself so entirely.
His firmness, at the same time, perfectly coincides with our insensibility. He makes no demand upon us for that more exquisite degree of
sensibility which we find, and which we are mortified to find, that we
do not possess. There is the most perfect correspondence between his
sentiments and ours, and on that account the most perfect propriety
in his behaviour. It is a propriety too, which, from our experience of
the usual weakness of human nature, we could not reasonably have
expected he should be able to maintain. We wonder with surprise and
astonishment at that strength of mind which is capable of so noble and
generous an effort. The sentiment of complete sympathy and approbation, mixed and animated with wonder and surprise, constitutes
what is properly called admiration, as has already been more than
once taken notice of. Cato, surrounded on all sides by his enemies,
unable to resist them, disdaining to submit to them, and reduced, by
the proud maxims of that age, to the necessity of destroying himself;
yet never shrinking from his misfortunes, never supplicating with the
lamentable voice of wretchedness, those miserable sympathetic tears
which we are always so unwilling to give; but on the contrary, arming
himself with manly fortitude, and the moment before he executes his
I.i.. and I.ii...
Of the propriety of action
fatal resolution, giving, with his usual tranquillity, all necessary orders
for the safety of his friends; appears to Seneca, that great preacher of
insensibility, a spectacle which even the gods themselves might behold
with pleasure and admiration.
Whenever we meet, in common life, with any examples of such heroic
magnanimity, we are always extremely affected. We are more apt to
weep and shed tears for such as, in this manner, seem to feel nothing
for themselves, than for those who give way to all the weakness of
sorrow: and in this particular case, the sympathetic grief of the spectator appears to go beyond the original passion in the person principally concerned. The friends of Socrates all wept when he drank the
last potion, while he himself expressed the gayest and most cheerful
tranquillity. Upon all such occasions the spectator makes no effort,
and has no occasion to make any, in order to conquer his sympathetic
sorrow. He is under no fear that it will transport him to any thing
that is extravagant and improper; he is rather pleased with the sensibility of his own heart, and gives way to it with complacence and
self-approbation. He gladly indulges, therefore, the most melancholy
views which can naturally occur to him, concerning the calamity of
his friend, for whom, perhaps, he never felt so exquisitely before, the
tender and tearful passion of love. But it is quite otherwisewith the person principally concerned. He is obliged, as much as possible, to turn
away his eyes from whatever is either naturally terrible or disagreeable
in his situation. Too serious an attention to those circumstances, he
fears, mightmake so violentan impression upon him, thathe could no
longer keep within the bounds of moderation, or render himself the
object of the complete sympathy and approbation of the spectators.
He fixes his thoughts, therefore, upon those only which are agreeable,
the applause and admiration which he is about to deserve by the heroic
magnanimity of his behaviour. To feel that he is capable of so noble
and generous an effort, to feel that in this dreadful situation he can
still act as he would desire to act, animates and transports him with
joy, and enables him to support that triumphant gaiety which seems
to exult in the victory he thus gains over his misfortunes.
Seneca (‘the Younger’, c. BC–AD ), De Providentia, ii..
Plato, Phaedo, b–e.
The Theory of Moral Sentiments
On the contrary, he always appears, in some measure, mean and despicable, who is sunk in sorrow and dejection upon account of any
calamity of his own. We cannot bring ourselves to feel for him what
he feels for himself, and what, perhaps, we should feel for ourselves
if in his situation: we, therefore, despise him; unjustly, perhaps, if any
sentiment could be regarded as unjust, to which we are by nature irresistibly determined. The weakness of sorrow never appears in any
respectagreeable, exceptwhen itarises from whatwe feel for others
more than from what we feel for ourselves. A son, upon the death of
an indulgent and respectable father, may give way to it without much
blame. His sorrow is chiefly founded upon a sort of sympathy with
his departed parent; and we readily enter into this humane emotion.
Butif he should indulge the same weakness upon accountof any misfortune which affected himself only, he would no longer meet with
any such indulgence. If he should be reduced to beggary and ruin, if
he should be exposed to the most dreadful dangers, if he should even
be led out to a public execution, and there shed one single tear upon
the scaffold, he would disgrace himself for ever in the opinion of all
the gallantand generous partof mankind. Their compassion for him,
however, would be very strong, and very sincere; butas itwould still
fall short of this excessive weakness, they would have no pardon for
the man who could thus expose himself in the eyes of the world. His
behaviour would affect them with shame rather than with sorrow; and
the dishonour which he had thus brought upon himself would appear
to them the most lamentable circumstance in his misfortune. How did
it disgrace the memory of the intrepid Duke of Biron, who had so
often braved death in the field, that he wept upon the scaffold, when he
beheld the state towhich hewas fallen, and remembered the favour and
the glory from which his own rashness had so unfortunately thrown
him!
Chapter II Of the origin of ambition, and of the distinction of ranks
It is because mankind are disposed to sympathize more entirely with
our joy than with our sorrow, that we make parade of our riches, and
Charles de Gontaut (–), duc de Biron, Marshal of France and governor of Bourgogne
under Henri IV; executed for treason.
Of the propriety of action
conceal our poverty. Nothing is so mortifying as to be obliged to expose
our distress to the view of the public, and to feel, that though our situation is open to the eyes of all mankind, no mortal conceives for us
the half of what we suffer. Nay, it is chiefly from this regard to the
sentiments of mankind, that we pursue riches and avoid poverty. For
to what purpose is all the toil and bustle of this world? what is the end
of avarice and ambition, of the pursuit of wealth, of power, and preheminence? Is it to supply the necessities of nature? The wages of the
meanest labourer can supply them. We see that they afford him food
and clothing, the comfort of a house, and of a family. If we examined
his oeconomy with rigour, we should find that he spends a great part
of them upon conveniencies, which may be regarded as superfluities,
and that, upon extraordinary occasions, he can give something even
to vanity and distinction. What then is the cause of our aversion to his
situation, and why should those who have been educated in the higher
ranks of life, regard it as worse than death, to be reduced to live, even
without labour, upon the same simple fare with him, to dwell under
the same lowly roof, and to be clothed in the same humble attire? Do
they imagine that their stomach is better, or their sleep sounder in a
palace than in a cottage? The contrary has been so often observed,
and, indeed, is so very obvious, though it had never been observed,
that there is nobody ignorant of it. From whence, then, arises that
emulation which runs through all the different ranks of men, and
what are the advantages which we propose by that great purpose of
human life which we call bettering our condition? To be observed, to
be attended to, to be taken notice of with sympathy, complacency, and
approbation, are all the advantages which we can propose to derive
from it. It is the vanity, not the ease, or the pleasure, which interests us.
But vanity is always founded upon the belief of our being the object
of attention and approbation. The rich man glories in his riches,
because he feels that they naturally draw upon him the attention of
the world, and that mankind are disposed to go along with him in all
those agreeable emotions with which the advantages of his situation
so readily inspire him. At the thought of this, his heart seems to swell
Smith elaborates his idea of ‘natural wants’ in LJ (A) vi.ff and (B) ff. For the developed
distinction between ‘necessaries’ and ‘luxuries’, see WN V.ii.k.–. For further exploration of the
psychological themes in the present chapter, see IV..
Cf. VI.iii.– and –. Smith had studied Mandeville on vanity closely, cf. VII.ii..–.
The Theory of Moral Sentiments
and dilate itself within him, and he is fonder of his wealth, upon this
account, than for all the other advantages it procures him. The poor
man, on the contrary, is ashamed of his poverty. He feels that it either
places him out of the sight of mankind, or, that if they take any notice
of him, they have, however, scarce any fellow-feeling with the misery
and distress which he suffers. He is mortified upon both accounts; for
though to be overlooked, and to be disapproved of, are things entirely
different, yet as obscurity covers us from the daylight of honour and
approbation, to feel that we are taken no notice of, necessarily damps
the most agreeable hope, and disappoints the most ardent desire, of
human nature. The poor man goes out and comes in unheeded, and
when in the midst of a crowd is in the same obscurity as if shut up in his
own hovel. Those humble cares and painful attentions which occupy
those in his situation, afford no amusement to the dissipated and the
gay. They turn away their eyes from him, or if the extremity of his
distress forces them to look at him, it is only to spurn so disagreeable
an object from among them. The fortunate and the proud wonder at
the insolence of human wretchedness, that it should dare to present
itself before them, and with the loathsome aspect of its misery presume to disturb the serenity of their happiness. The man of rank and
distinction, on the contrary, is observed by all the world. Every body is
eager to look at him, and to conceive, at least by sympathy, that joy and
exultation with which his circumstances naturally inspire him. His actions are the objects of the public care. Scarce a word, scarce a gesture,
can fall from him that is altogether neglected. In a great assembly he
is the person upon whom all direct their eyes; it is upon him that their
passions seem all to wait with expectation, in order to receive that
movement and direction which he shall impress upon them; and if his
behaviour is not altogether absurd, he has, every moment, an opportunity of interesting mankind, and of rendering himself the object of
the observation and fellow-feeling of every body about him. It is this,
which, notwithstanding the restraint it imposes, notwithstanding the
loss of liberty with which it is attended, renders greatness the object
of envy, and compensates, in the opinion of mankind, all that toil, all
that anxiety, all those mortifications which must be undergone in the
pursuit of it; and what is of yet more consequence, all that leisure, all
that ease, all that careless security, which are forfeited for ever by the
acquisition.
Of the propriety of action
When we consider the condition of the great, in those delusive colours
in which the imagination is apt to paint it, it seems to be almost the
abstract idea of a perfect and happy state. It is the very statewhich, in all
our waking dreams and idle reveries, we had sketched out to ourselves
as the final object of all our desires. We feel, therefore, a peculiar
sympathy with the satisfaction of those who are in it.We favour all their
inclinations, and forward all their wishes. What pity, we think, that
any thing should spoil and corrupt so agreeable a situation! We could
even wish them immortal; and it seems hard to us, that death should
atlastputan end to such perfectenjoyment. Itis cruel, we think, in
Nature to compel them from their exalted stations to that humble, but
hospitable home, which she has provided for all her children. Great
King, live for ever! is the compliment, which, after the manner of
eastern adulation, we should readily make them, if experience did not
teach us its absurdity. Every calamity that befals them, every injury
that is done them, excites in the breast of the spectator ten times
more compassion and resentment than he would have felt, had the
same things happened to other men. It is the misfortunes of Kings
only which afford the proper subjects for tragedy. They resemble, in
this respect, the misfortunes of lovers. Those two situations are the
chief which interest us upon the theatre; because, in spite of all that
reason and experience can tell us to the contrary, the prejudices of
the imagination attach to these two states a happiness superior to any
other. To disturb, or to put an end to such perfect enjoyment, seems
to be the most atrocious of all injuries. The traitor who conspires
against the life of his monarch, is thought a greater monster than any
other murderer. All the innocent blood that was shed in the civil wars,
provoked less indignation than the death of Charles I. A stranger to
human nature, who saw the indifference of men about the misery
of their inferiors, and the regret and indignation which they feel for
the misfortunes and sufferings of those above them, would be apt to
imagine, thatpain mustbe more agonizing, and the convulsions of
death more terrible to persons of higher rank, than to those of meaner
stations.
Upon this disposition of mankind, to go along with all the passions of
the rich and the powerful, is founded the distinction of ranks, and the
order of society. Our obsequiousness to our superiors more frequently
The Theory of Moral Sentiments
arises from our admiration for the advantages of their situation, than
from any private expectations of benefit from their good-will. Their
benefits can extend but to a few; but their fortunes interest almost
every body. We are eager to assist them in completing a system of happiness that approaches so near to perfection; and we desire to serve
them for their own sake, without any other recompense but the vanity
or the honour of obliging them. Neither is our deference to their inclinations founded chiefly, or altogether, upon a regard to the utility of
such submission, and to the order of society, which is best supported
by it. Even when the order of society seems to require that we should
oppose them, we can hardly bring ourselves to do it. That kings are the
servants of the people, to be obeyed, resisted, deposed, or punished,
as the public conveniency may require, is the doctrine of reason and
philosophy; but it is not the doctrine of Nature. Nature would teach
us to submit to them for their own sake, to tremble and bow down
before their exalted station, to regard their smile as a reward sufficient
to compensate any services, and to dread their displeasure, though no
other evil were to follow from it, as the severest of all mortifications.
To treat them in any respect as men, to reason and dispute with them
upon ordinary occasions, requires such resolution, that there are few
men whose magnanimity can support them in it, unless they are likewise assisted by familiarity and acquaintance. The strongest motives,
the most furious passions, fear, hatred, and resentment, are scarce
sufficient to balance this natural disposition to respect them: and their
conduct must, either justly or unjustly, have excited the highest degree
of all those passions, before the bulk of the people can be brought to
oppose them with violence, or to desire to see them either punished or
deposed. Even when the people have been brought this length, they
are apt to relent every moment, and easily relapse into their habitual
state of deference to those whom they have been accustomed to look
upon as their natural superiors. They cannot stand the mortification
of their monarch. Compassion soon takes the place of resentment,
Rejecting contract theory (LJ (A) iv.; v.–, , ; (B) –) Smith suggests that there
are two basic principles for civil government, that of ‘authority’ and that of ‘utility’ (LJ (A)
v.ff, (B) ). The principle of authority, or subordination, has four ‘causes’: ‘The first of those
causes... is the superiority of personal qualifications, of strength, beauty, and agility of body; of
wisdom, and virtue, of prudence, justice, fortitude and moderation of mind ... The second ... is
the superiority of age ... The third ... the superiority of fortune ... The fourth ... the superiority
of birth.’ (WN V.i.b.–).
Of the propriety of action
they forget all past provocations, their old principles of loyalty revive,
and they run to re-establish the ruined authority of their old masters,
with the same violence with which they had opposed it. The death
of Charles I. brought about the Restoration of the royal family. Compassion for James II. when he was seized by the populace in making
his escape on ship-board, had almost prevented the Revolution, and
made itgo on more heavily than before.
Do the great seem insensible of the easy price at which they may
acquire the public admiration; or do they seem to imagine that to
them, as to other men, it must be the purchase either of sweat or of
blood? By what important accomplishments is the young nobleman
instructed to support the dignity of his rank, and to render himself
worthy of that superiority over his fellow-citizens, to which the virtue
of his ancestors had raised them? Is it by knowledge, by industry, by
patience, by self-denial, or by virtue of any kind? As all his words, as
all his motions are attended to, he learns an habitual regard to every
circumstance of ordinary behaviour, and studies to perform all those
small duties with the most exact propriety. As he is conscious how
much he is observed, and how much mankind are disposed to favour
all his inclinations, he acts, upon the most indifferent occasions, with
that freedom and elevation which the thought of this naturally inspires. His air, his manner, his deportment, all mark that elegant and
graceful sense of his own superiority, which those who are born to inferior stations can hardly ever arrive at. These are the arts by which he
proposes to make mankind more easily submit to his authority, and to
govern their inclinations according to his own pleasure: and in this he
is seldom disappointed. These arts, supported by rank and preheminence, are, upon ordinary occasions, sufficient to govern the world.
Lewis XIV. during the greater part of his reign, was regarded, not only
in France, butover all Europe, as the mostperfectmodel of a great
prince. But what were the talents and virtues by which he acquired this
great reputation? Was it by the scrupulous and inflexible justice of all
his undertakings, by the immense dangers and difficulties with which
they were attended, or by the unwearied and unrelenting application
When James II (–) first tried to flee to France on December , as the ‘Glorious
Revolution’ unfolded, his ship sought extra ballast at Faversham where he was roughly treated by
the locals. He eventually fled on December.
The Theory of Moral Sentiments
with which he pursued them? Was it by his extensive knowledge, by
his exquisite judgment, or by his heroic valour? It was by none of these
qualities. Buthe was, firstof all, the mostpowerful prince in Europe,
and consequently held the highest rank among kings; and then, says
his historian, ‘he surpassed all his courtiers in the gracefulness of his
shape, and the majestic beauty of his features. The sound of his voice,
noble and affecting, gained those hearts which his presence intimidated. He had a step and a deportment which could suit only him and
his rank, and which would have been ridiculous in any other person.
The embarrassment which he occasioned to those who spoke to him,
flattered that secret satisfaction with which he felt his own superiority.
The old officer, who was confounded and faultered in asking him a
favour, and not being able to conclude his discourse, said to him: Sir,
your majesty, I hope, will believe that I do not tremble thus before
your enemies: had no difficulty to obtain what he demanded.’ These
frivolous accomplishments, supported by his rank, and, no doubt too,
by a degree of other talents and virtues, which seems, however, not
to have been much above mediocrity, established this prince in the
esteem of his own age, and have drawn, even from posterity, a good
deal of respect for his memory. Compared with these, in his own times,
and in his own presence, no other virtue, it seems, appeared to have
any merit. Knowledge, industry, valour, and beneficence, trembled,
were abashed, and lost all dignity before them.
But it is not by accomplishments of this kind, that the man of inferior
rank must hope to distinguish himself. Politeness is so much the virtue
of the great, that it will do little honour to any body but themselves.
The coxcomb, who imitates their manner, and affects to be eminent
by the superior propriety of his ordinary behaviour, is rewarded with a
double share of contempt for his folly and presumption. Why should
the man, whom nobody thinks it worth while to look at, be very anxious aboutthe manner in which he holds up his head, or disposes of
his arms while he walks through a room? He is occupied surely with
a very superfluous attention, and with an attention too that marks a
sense of his own importance, which no other mortal can go along with.
The most perfect modesty and plainness, joined to as much negligence
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